What Is a Hung Jury and What Happens After It?

A hung jury occurs when a jury cannot reach a unanimous verdict, leading to a mistrial; learn more about the implications of a deadlocked jury and the potential for retrial at WHAT.EDU.VN. Discover the role of jury nullification and the rights of the defendant in such scenarios, along with understanding the double jeopardy clause and mistrial implications.

1. What Is a Hung Jury?

A hung jury, also known as a deadlocked jury, arises when the jurors cannot agree on a verdict, whether guilty or not guilty. This deadlock signifies a fundamental disagreement among the jurors, preventing the trial from reaching a conclusive outcome. Such disagreements can stem from varying interpretations of evidence, differing beliefs about the credibility of witnesses, or even personal biases that influence their decision-making process. The inability to reach a consensus reflects the complexity of the case and the diverse perspectives within the jury room.

1.1. What Are the Primary Causes of a Hung Jury?

Several factors can lead to a hung jury. These include:

  • Complex Evidence: Cases involving intricate financial records, scientific data, or technical details can be challenging for jurors to understand and agree upon.
  • Conflicting Testimony: Discrepancies in witness statements or expert opinions can create doubt and disagreement among jurors.
  • Emotional Bias: Strong emotional reactions to the crime or the defendant can cloud jurors’ judgment and lead to entrenched positions.
  • Juror Personalities: The dynamics within the jury room, including dominant personalities or interpersonal conflicts, can hinder the ability to reach a consensus.
  • Ambiguous Laws: Unclear or complex legal instructions from the judge can confuse jurors and lead to differing interpretations.

1.2. How Common Are Hung Juries?

Hung juries are not particularly common, but they do occur. Studies suggest that the rate of hung juries is between 5% and 10% of all jury trials. This rate can vary depending on the type of case, the complexity of the evidence, and the jurisdiction. While a majority of cases result in a verdict, the possibility of a hung jury is a recognized part of the legal process.

1.3. What Terms Are Used to Describe a Hung Jury?

Several terms are used to describe a hung jury, including:

  • Deadlocked Jury: This term emphasizes the inability of the jury to reach a consensus.
  • Mistrial: A mistrial is declared when a jury is unable to reach a verdict, among other reasons that prevent a fair trial.
  • Deadlock: This term refers to the state of being unable to move forward due to disagreement.
  • Non-Verdict: This term simply indicates that the jury did not reach a verdict.

2. What Is the Allen Charge in the Context of a Hung Jury?

The Allen charge, also known as the “dynamite charge” or “hammer charge,” is a set of instructions given by a judge to a deadlocked jury. The purpose of the Allen charge is to encourage jurors to re-examine their views and consider the opinions of their fellow jurors in an effort to reach a verdict. This charge is intended to break the deadlock and avoid a mistrial.

2.1. What Does the Allen Charge Typically Entail?

The Allen charge typically includes the following points:

  • Encouragement to Re-Examine Views: Jurors are urged to reconsider their opinions and not stubbornly adhere to their initial positions.
  • Consideration of Others’ Opinions: Jurors are asked to listen to and consider the viewpoints of their fellow jurors.
  • Importance of a Verdict: The jury is reminded of the importance of reaching a verdict and the time and resources that have been invested in the trial.
  • Minority Re-Examination: Jurors in the minority are encouraged to consider whether their doubts are reasonable given that the majority of jurors disagree.
  • No Surrender of Conscience: Jurors are reminded that they should not surrender their honest beliefs solely to reach a verdict.

2.2. What Are the Criticisms of the Allen Charge?

The Allen charge has faced criticism for potentially pressuring jurors, particularly those in the minority, to change their votes against their conscience. Critics argue that the charge can be coercive and undermine the independence of the jury. Some jurisdictions have limited or prohibited the use of the Allen charge to safeguard the rights of jurors.

2.3. Is the Allen Charge Always Given in Cases of a Hung Jury?

No, the Allen charge is not always given in cases of a hung jury. The decision to give the Allen charge is at the discretion of the judge. Some judges avoid using the Allen charge altogether due to concerns about its potential coercive effect. In jurisdictions where it is permitted, the Allen charge is typically given only once or twice before the judge declares a mistrial.

3. What Happens After a Judge Declares a Mistrial Due to a Hung Jury?

When a judge declares a mistrial because of a hung jury, the original trial is terminated without a verdict. This outcome has several implications for both the prosecution and the defense.

3.1. What Are the Immediate Consequences of a Mistrial?

The immediate consequences of a mistrial include:

  • No Verdict: The defendant is neither convicted nor acquitted.
  • Release of the Jury: The jurors are dismissed and their service is concluded.
  • Potential Retrial: The prosecution has the option to retry the case with a new jury.
  • Continued Legal Uncertainty: The case remains unresolved, leaving the defendant in a state of legal limbo.

3.2. Can the Defendant Be Retried After a Hung Jury?

Yes, in the United States, the defendant can generally be retried after a hung jury. The Supreme Court case United States v. Perez (1824) established the precedent that retrial is permissible in the event of a mistrial. This ruling allows the prosecution to present their case to a new jury in an attempt to secure a conviction.

3.3. What Is Double Jeopardy, and How Does It Relate to Hung Juries?

Double jeopardy is a constitutional protection that prevents a defendant from being tried twice for the same crime. The Fifth Amendment to the U.S. Constitution states that no person shall be “subject for the same offense to be twice put in jeopardy of life or limb.” However, the Supreme Court has interpreted this protection to allow retrial after a hung jury. The reasoning is that the initial trial did not result in a final judgment (either a conviction or an acquittal), so jeopardy has not technically ended.

3.3.1. What Are the Exceptions to the Double Jeopardy Rule?

There are some exceptions to the double jeopardy rule. These include:

  • Mistrial Due to Manifest Necessity: If a mistrial is declared due to “manifest necessity,” such as a hung jury, the defendant can be retried.
  • Separate Sovereigns: A defendant can be tried in both federal and state court for the same crime if it violates the laws of both jurisdictions.
  • Violation of Different Laws: A defendant can be tried for multiple offenses arising from the same conduct if each offense requires proof of a fact that the other does not.

3.3.2. How Does the Double Jeopardy Clause Affect Retrial Decisions?

Despite the general permission to retry a defendant after a hung jury, prosecutors must consider the double jeopardy clause when making the decision to retry a case. The defense may argue that retrial is barred if there was prosecutorial misconduct in the first trial that was intended to provoke a mistrial. Additionally, the defense may argue that the circumstances of the mistrial were such that retrial would violate the defendant’s rights.

4. What Factors Influence the Prosecutor’s Decision to Retry a Case After a Hung Jury?

The prosecutor’s decision to retry a case after a hung jury is influenced by several factors. These factors include the strength of the original case, the reasons for the jury’s deadlock, and the resources available for a retrial.

4.1. What Role Does the Strength of the Original Case Play?

The strength of the original case is a critical factor. If the evidence presented in the first trial was compelling and persuasive, the prosecutor may be more inclined to retry the case, believing that a different jury might reach a different verdict. Conversely, if the evidence was weak or circumstantial, the prosecutor may decide not to retry the case.

4.2. How Do the Reasons for the Jury’s Deadlock Affect the Decision?

Understanding the reasons for the jury’s deadlock can provide valuable insights. If the deadlock was due to a single juror holding out against the majority, the prosecutor might be more optimistic about the chances of success in a retrial. However, if the deadlock was due to fundamental disagreements among the jurors about the evidence or the law, the prosecutor might be less inclined to retry the case.

4.3. What Resource Considerations Come Into Play?

Resource considerations are also important. Retrying a case can be expensive and time-consuming. The prosecutor must weigh the costs of a retrial against the likelihood of success. If the resources needed for a retrial would be better used on other cases, the prosecutor may decide not to proceed.

4.4. What Is the Likelihood of Success in a Retrial?

The likelihood of success in a retrial is a key consideration. Prosecutors will assess whether there are any new strategies or evidence that could improve their chances of securing a conviction. They may also consider whether the composition of the jury pool is likely to be different in a retrial.

5. What Are the Alternatives to Retrying a Case After a Hung Jury?

If the prosecutor decides not to retry a case after a hung jury, there are several alternatives. These include dismissing the charges, offering a plea bargain, or referring the case to a lower court.

5.1. What Does Dismissing the Charges Involve?

Dismissing the charges means that the prosecutor drops the case entirely. This decision is typically made when the prosecutor believes that there is insufficient evidence to secure a conviction, or when the costs of pursuing the case outweigh the potential benefits.

5.2. What Is a Plea Bargain, and How Does It Work?

A plea bargain is an agreement between the prosecutor and the defendant in which the defendant pleads guilty to a lesser charge in exchange for a reduced sentence. This option can be attractive to both sides. The prosecutor avoids the risk of losing at trial, and the defendant avoids the risk of a harsher sentence if convicted.

5.3. What Does Referring the Case to a Lower Court Entail?

In some cases, the prosecutor may refer the case to a lower court, such as a misdemeanor court, if the charges can be reduced. This option is typically used when the original charges are too serious given the available evidence, but the prosecutor still believes that the defendant should be held accountable for their actions.

6. What Is Jury Nullification, and How Does It Relate to Hung Juries?

Jury nullification occurs when a jury returns a not guilty verdict despite believing that the defendant is guilty of the crime charged. This can happen when the jury believes that the law is unjust or that applying the law in a particular case would be unfair.

6.1. How Does Jury Nullification Affect a Hung Jury?

Jury nullification can contribute to a hung jury if one or more jurors refuse to convict the defendant based on their conscience, even though they believe the defendant is technically guilty. This can lead to a deadlock, as the other jurors may disagree with the nullifying juror(s).

6.2. Is Jury Nullification Legal?

Jury nullification is not officially recognized as a legal defense. Jurors are instructed to apply the law as it is explained to them by the judge, not to make their own judgments about the fairness of the law. However, jurors have the power to acquit a defendant, regardless of the evidence, and their decision cannot be overturned.

6.3. What Are the Ethical Considerations of Jury Nullification?

The ethical considerations of jury nullification are complex. Some argue that it is a legitimate check on government power and allows jurors to act as the conscience of the community. Others argue that it undermines the rule of law and allows jurors to substitute their personal beliefs for the law.

7. What Rights Does the Defendant Have in the Event of a Hung Jury?

In the event of a hung jury, the defendant retains several important rights. These rights include the right to counsel, the right to remain silent, and the right to a fair trial.

7.1. What Is the Right to Counsel?

The right to counsel is the right of a defendant to have the assistance of an attorney. If the defendant cannot afford an attorney, the court must appoint one to represent them. This right is guaranteed by the Sixth Amendment to the U.S. Constitution.

7.2. What Is the Right to Remain Silent?

The right to remain silent is the right of a defendant to refuse to answer questions from law enforcement or the court. This right is guaranteed by the Fifth Amendment to the U.S. Constitution. The defendant cannot be compelled to testify against themselves.

7.3. What Constitutes the Right to a Fair Trial After a Hung Jury?

The right to a fair trial is the right of a defendant to have a trial that is conducted fairly and impartially. This includes the right to an impartial jury, the right to confront witnesses, and the right to present evidence in their defense. After a hung jury, the defendant is entitled to these same rights in any retrial.

8. Examining Famous Cases Where Hung Juries Played a Significant Role

Examining high-profile cases where hung juries occurred offers valuable insight into the factors that contribute to jury deadlock and the potential outcomes that may follow. These cases often involve complex legal issues, conflicting evidence, and intense public scrutiny, making them compelling examples of the challenges inherent in the jury system.

8.1. The Case of John DeLorean

One notable example is the trial of John DeLorean, the charismatic founder of the DeLorean Motor Company. In 1982, DeLorean was charged with conspiracy to distribute cocaine after being caught in a sting operation. The defense argued that DeLorean was entrapped by the FBI and was desperately trying to save his failing company. Despite strong evidence presented by the prosecution, the jury deadlocked, leading to a mistrial. The jury foreman later stated that the majority of jurors believed DeLorean was entrapped, highlighting the impact of the defense’s strategy on the jury’s deliberations.

8.2. The Trial of Scooter Libby

Another significant case involving a hung jury is the trial of Scooter Libby, the former chief of staff to Vice President Dick Cheney. In 2007, Libby was charged with perjury and obstruction of justice in connection with the Valerie Plame affair, which involved the leaking of a CIA operative’s identity. The jury deliberated for several days and ultimately convicted Libby on some counts but deadlocked on others. The hung jury on certain charges underscored the complexities of the case and the challenges the jury faced in weighing the evidence and testimony presented.

8.3. The Case of the Menendez Brothers

The trials of the Menendez brothers, Erik and Lyle, for the murder of their parents in 1989, also involved hung juries. The brothers admitted to killing their parents but claimed they did so in self-defense after years of alleged abuse. The first trials of both brothers in 1993 resulted in hung juries as jurors deadlocked on the issue of whether the brothers acted out of fear for their lives. The cases were retried, and the brothers were eventually convicted of manslaughter. The hung juries in the initial trials highlighted the emotional and psychological complexities of the case and the difficulty jurors faced in evaluating the brothers’ claims of self-defense.

8.4. What Can Be Gleaned From These Cases?

These famous cases demonstrate that hung juries can occur in a variety of circumstances, often involving complex legal issues, conflicting evidence, and emotional factors. They also underscore the importance of understanding the reasons behind a jury’s deadlock, as these reasons can influence the prosecutor’s decision to retry a case or pursue other alternatives.

9. Understanding the Role of Jury Instructions in Preventing Hung Juries

Jury instructions play a crucial role in guiding jurors through the legal principles they must apply in reaching a verdict. Clear, concise, and accurate jury instructions can help prevent hung juries by ensuring that jurors understand the elements of the crime charged, the burden of proof, and the applicable defenses.

9.1. What Makes Effective Jury Instructions?

Effective jury instructions should be:

  • Clear and Concise: Use plain language that is easy for jurors to understand, avoiding legal jargon and complex sentence structures.
  • Accurate: Accurately reflect the applicable law, including the elements of the crime and any relevant defenses.
  • Neutral: Avoid language that is biased or argumentative, presenting the law in a fair and impartial manner.
  • Organized: Present the instructions in a logical and coherent order, making it easier for jurors to follow the legal principles.
  • Tailored: Tailor the instructions to the specific facts and issues of the case, addressing any unique legal challenges that may arise.

9.2. How Do Judges Develop Jury Instructions?

Judges typically develop jury instructions by consulting pattern jury instructions, which are standardized instructions that have been developed by legal experts and approved by courts. However, judges may also modify pattern instructions or create their own instructions to address the specific issues of a case. The judge will also consider arguments from both the prosecution and the defense regarding the appropriate instructions to be given to the jury.

9.3. What Happens When Jury Instructions Are Unclear?

When jury instructions are unclear or confusing, it can lead to juror confusion and disagreement, increasing the likelihood of a hung jury. Jurors may misinterpret the law, misunderstand the elements of the crime, or fail to appreciate the applicable defenses. This can result in a deadlock, as jurors struggle to apply the law to the facts of the case.

9.4. Can Jury Instructions Be Appealed?

Yes, jury instructions can be appealed. If a party believes that the jury instructions given by the judge were erroneous or prejudicial, they can raise this issue on appeal. An appellate court will review the jury instructions to determine whether they accurately reflected the law and whether any errors prejudiced the outcome of the trial. If the appellate court finds that the jury instructions were indeed erroneous and prejudicial, it may reverse the conviction and order a new trial.

10. What Practical Steps Can Jurors Take to Avoid Deadlock?

Jurors play a critical role in the legal system, and their ability to reach a consensus is essential for the fair and efficient administration of justice. While disagreements are inevitable, jurors can take practical steps to minimize the likelihood of a deadlock and promote productive deliberations.

10.1. How Can Jurors Actively Listen to Each Other?

One of the most important steps jurors can take to avoid deadlock is to actively listen to each other. This means paying attention to what other jurors are saying, asking clarifying questions, and trying to understand their perspectives. Active listening can help jurors identify common ground and address misunderstandings that may be contributing to the deadlock.

10.2. What Role Does Respect Play in Jury Deliberations?

Respect is also essential in jury deliberations. Jurors should treat each other with courtesy and respect, even when they disagree. Avoid personal attacks, name-calling, and other forms of disrespectful behavior. Remember that everyone is entitled to their own opinion, and it is possible to disagree without being disagreeable.

10.3. How Can Jurors Focus on the Evidence?

Focus on the evidence. The jury’s role is to evaluate the evidence presented at trial and determine whether the prosecution has proven the defendant guilty beyond a reasonable doubt. Avoid speculating about matters that were not presented at trial, and do not let personal biases or prejudices influence your decision.

10.4. What if a Juror Is Stuck on a Specific Point?

If you find yourself stuck on a particular point, try to articulate your reasoning as clearly as possible. Explain why you believe the evidence supports your conclusion, and be open to considering alternative interpretations. It may also be helpful to review the relevant jury instructions to ensure that you are applying the correct legal principles.

10.5. When Should a Juror Compromise?

Compromise is often necessary to reach a consensus. However, jurors should never compromise their honest beliefs simply for the sake of reaching a verdict. If you have a genuine doubt about the defendant’s guilt, you should not vote to convict simply because the other jurors want to reach a verdict. On the other hand, if you are convinced of the defendant’s guilt, you should not hesitate to stand your ground, even if you are in the minority.

11. Seeking Legal Assistance and Guidance

Navigating the complexities of the legal system can be challenging, especially in situations involving a hung jury. Seeking legal assistance and guidance from qualified professionals can provide valuable support and ensure that your rights are protected. Whether you are a defendant, a juror, or simply someone seeking information about the legal process, there are resources available to help you.

11.1. When Should a Defendant Seek Legal Counsel?

If you are a defendant in a criminal case, it is essential to seek legal counsel as soon as possible. An attorney can advise you of your rights, explain the charges against you, and represent you in court. If your case results in a hung jury, your attorney can help you understand your options and make informed decisions about whether to pursue a retrial or explore other alternatives.

11.2. What Resources Are Available for Jurors?

Jurors who have questions or concerns about their service can consult with the court staff, including the judge and the court clerk. They can also seek guidance from legal aid organizations or bar associations, which may offer educational materials and resources for jurors. Remember that your role as a juror is vital to the functioning of the legal system, and you are entitled to support and guidance throughout the process.

11.3. Where Can I Find More Information About Jury Duty and Hung Juries?

There are many resources available online and in libraries that provide information about jury duty and hung juries. These resources include:

  • Court Websites: Most courts have websites that provide information about jury duty, including FAQs, instructions, and contact information.
  • Legal Aid Organizations: Legal aid organizations offer free or low-cost legal services to individuals who cannot afford an attorney.
  • Bar Associations: Bar associations provide resources for attorneys and the public, including educational materials and referral services.
  • Law Libraries: Law libraries have extensive collections of legal books, articles, and other materials that can help you learn more about the legal system.

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